loginLOGIN

phone877-218-1776

cart

90 % pass rate

Trusted Experts

For more than 25 years we’ve helped students pass over 250,000 exams and we’ve done so with  industry leading pass rates!

Pass guarantee

Guaranteed to pass

Pass  our Greenlight guaranteed practice exam & we guarantee you’ll pass your exam – or your money back!*
Contact Us

Live chat & Phone Support

We’re with you every step of the way, from the time you purchase until the time you pass our trusted experts are here to answer all of your questions!

Definition of Management Company

A type of investment company that actively manages a portfolio of securities in order to meet a stated investment objective. Management companies are also known as mutual funds.

Applying "Management Company" to Securities Exams:

Preparing for an Exam?

Receive 15% off all your Securities Exam Prep materials

Please wait....

Choose your exam

SIE Exam
Series 3
Series 4
Series 6
Series 7
Series 9
Series 10
Series 22
Series 24
Series 26
Series 39
Series 57
Series 63
Series 65
Series 66
Series 79
Series 99
Stay Connected
Contact Us
Phone: 877-218-1776
Email: web@securitiesce.com
Quick Links
Series Exam Practice Questions
How You Can Learn

We offer multiple ways for you to pass your industry Exam requirements.

Recent Posts

  • Five Things you Must do If you Fail A FINRA Exam

    Failing a FINRA exam can be devastating for many test takers. Your confidence is shaken, your career or promotion can be delayed. And having to …

  • What Makes The Series 79 Exam So Hard ? 

    The reason the series 79 is so hard is because candidates must master a large number of analytical concepts in order to pass the series 79 …

  • How to schedule The SIE Exam

    Students who are preparing for the SIE exam have many questions about how to schedule the SIE exam with a FINRA approved test center. In …
Sales & Support

2025 © Securities Institute, All Rights Reserved.
Privacy Policy | Terms of Service.

Your Cart